Wong, Frederick Chi Nik 黃自力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2005-09-08 | 2006-09-16 |
| 2 | BFIN Private Advisors (Hong Kong) Limited | Rep | Advising on securities | 2015-07-16 | 2015-11-16 | Rep | Dealing in securities | 2015-07-16 | 2015-11-16 | RO | Advising on securities | 2015-11-16 | 2019-09-01 | RO | Dealing in securities | 2015-11-16 | 2019-09-01 | RO | Advising on corporate finance | 2016-10-13 | 2019-09-01 |
| 3 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2009-05-12 | 2010-05-27 | Rep | Dealing in securities | 2009-05-12 | 2010-05-27 |
| 4 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Advising on corporate finance | 2022-08-30 | RO | Advising on securities | 2022-08-30 | RO | Dealing in securities | 2022-08-30 |
| 5 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-04-26 | 2005-08-24 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-12-06 | 2008-12-10 | Rep | Advising on securities | 2007-12-06 | 2008-12-10 | Rep | Dealing in securities | 2007-12-06 | 2008-12-10 |
| 7 | CSC ASIA LIMITED | Rep | Advising on securities | 2004-03-30 | Rep | Asset management | 2004-03-30 | Rep | Advising on corporate finance | 2004-04-13 |
| 8 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-09-27 | 2015-03-31 | Rep | Dealing in securities | 2013-09-27 | 2015-03-31 |
| 9 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-09-27 | 2015-03-31 |
| 10 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2013-03-01 |
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