Liao, Cheng Shu

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA CHINA REGION INVESTMENT SERVICES LIMITED RO Asset management 2010-02-11 2010-12-31
2 AXA Financial Planning (Hong Kong) Limited RO Asset management 2010-02-11 2010-12-31
3 AXA Investment Managers Asia Limited RO Advising on futures contracts 2004-06-16 2011-02-18
RO Advising on securities 2004-06-16 2011-02-18
RO Asset management 2004-06-16 2011-02-18
RO Dealing in securities 2005-07-21 2011-02-18
4 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED RO Advising on futures contracts 2004-06-16 2011-02-18
RO Advising on securities 2004-06-16 2011-02-18
RO Asset management 2004-06-16 2011-02-18
RO Dealing in securities 2004-06-16 2011-02-18

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