Chan, Kevin Evelyn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHATER CAPITAL ADVISORS (HONG KONG) LIMITED | RO | Asset management | 2010-02-19 | 2011-01-13 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-01-19 | 2005-06-07 | Rep | Advising on securities | 2004-02-04 | 2005-06-07 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-02-04 | 2005-06-07 |
| 4 | GAM HONG KONG LIMITED | Rep | Asset management | 2012-05-04 | 2013-05-22 | Rep | Advising on securities | 2012-05-04 | 2015-07-06 | RO | Asset management | 2013-05-22 | 2015-07-06 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2003-05-28 | 2004-01-12 | Rep | Dealing in securities | 2003-05-28 | 2004-01-12 |
| 6 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-06-04 | 2007-07-25 |
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