Li, Pui Man 李佩文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2003-11-01 | Rep | Advising on securities | 2003-11-01 | Rep | Asset management | 2003-11-01 |
| 2 | Chow Tai Fook Life Insurance Company Limited | Rep | Advising on securities | 2004-11-19 | 2005-08-11 |
| 3 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2005-08-12 | 2010-11-19 |
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