Cheung, Kwok Wah (SFC:AGO346) 張國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-12-04 | 2007-01-24 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2006-12-04 | 2007-01-24 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2005-02-07 | Rep | Advising on securities | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in securities | 2006-12-01 |
| 4 | DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | 2005-02-07 | Rep | Advising on securities | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in securities | 2005-02-07 |
| 5 | DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2006-12-01 |
| 6 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-14 | 2009-10-16 |
| 7 | Keefe, Bruyette & Woods Asia Limited | Rep | Dealing in securities | 2010-03-04 | 2012-06-25 |
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