Ip, Sarah Pui Shan 葉佩珊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Julius Baer (Hong Kong) Limited Rep Advising on securities 2010-03-17 2011-06-13
Rep Dealing in securities 2010-03-17 2011-06-13
2 LOMBARD ODIER (HONG KONG) LIMITED Rep Advising on securities 2012-09-28 2014-02-13
Rep Dealing in securities 2012-09-28 2014-02-13
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-03-01
Rep Advising on securities 2005-03-01
Rep Asset management 2005-03-01
Rep Automated trading services 2005-03-01
Rep Dealing in securities 2005-03-01
4 Merrill Lynch Far East Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-01
Rep Advising on securities 2005-03-01
Rep Dealing in securities 2005-03-01

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