Kong, Sum Ying 江沁凝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2003-05-27
Rep Advising on securities 2003-05-27
Rep Asset management 2003-05-27
Rep Automated trading services 2003-05-27
Rep Dealing in securities 2003-05-27
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2003-05-27
Rep Asset management 2003-05-27
Rep Dealing in futures contracts 2003-05-27
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2003-05-27
Rep Advising on securities 2003-05-27
Rep Asset management 2003-05-27
Rep Automated trading services 2003-05-27
Rep Dealing in securities 2003-05-27
4 LCA Solutions Limited Rep Advising on securities 2010-11-09 2013-10-20
Rep Asset management 2010-11-09 2013-10-20
Rep Dealing in securities 2010-11-09 2013-10-20
5 Quam Securities Limited Rep Advising on securities 2013-10-29 2015-09-01
Rep Asset management 2013-10-29 2015-09-01
Rep Dealing in securities 2013-10-29 2015-09-01
6 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Advising on securities 2003-06-06 2003-09-03
Rep Dealing in securities 2003-06-06 2003-09-03

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