Lee, Michael Cho Wing 李祖榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on corporate finance 2008-07-25 2008-08-08
2 CINDA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2015-06-08 2016-06-03
Rep Dealing in securities 2015-06-08 2016-06-03
3 DAKIN CAPITAL LIMITED Rep Advising on corporate finance 2016-06-13 2017-06-26
4 HAITONG INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2006-03-28 2006-10-03
5 HERCULES CAPITAL LIMITED (b2002-05-21) Rep Advising on corporate finance 2005-08-29 2006-02-27
6 Joy Silver Limited Rep Advising on corporate finance 2006-10-23 2008-06-25
7 MESSIS CAPITAL LIMITED Rep Advising on corporate finance 2012-03-09 2014-03-25
8 Pine Peak Corporate Finance Limited RO Advising on corporate finance 2017-09-15 2018-02-28
RO Dealing in securities 2017-09-15 2018-02-28
9 PULSAR CAPITAL LIMITED (HK) Rep Advising on corporate finance 2019-03-14 2019-05-23
Rep Dealing in securities 2019-03-14 2019-05-23
RO Advising on corporate finance 2019-05-23
RO Dealing in securities 2019-05-23
10 RHB CAPITAL HONG KONG LIMITED Rep Advising on corporate finance 2018-03-21 2018-05-21
Rep Dealing in securities 2018-03-21 2018-05-21
RO Advising on corporate finance 2018-05-21 2019-01-25
RO Dealing in securities 2018-05-21 2019-01-25
11 TC Capital International Limited Rep Advising on corporate finance 2014-04-16 2014-12-25
12 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2015-01-15 2015-05-22
Rep Dealing in securities 2015-01-15 2015-05-22

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