Hung, Leon Lum 洪霖

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCOM International Securities Limited Rep Dealing in futures contracts 2011-06-24 2011-07-06
Rep Dealing in securities 2011-06-24 2011-07-06
2 China Jianxin Financial Services Limited Rep Dealing in securities 2010-09-01 2011-06-17
RO Advising on securities 2011-07-24 2016-12-21
RO Dealing in securities 2011-07-24 2016-12-21
3 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2004-03-30 2010-08-16
Rep Dealing in futures contracts 2007-10-08 2010-08-16
4 DAIWA SECURITIES SMBC (ASIA) LIMITED Rep Dealing in securities 2004-03-30 2005-06-09
5 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-03-30 2007-11-01
6 Ferran Securities Limited Rep Advising on securities 2017-01-17 2017-03-03
Rep Dealing in securities 2017-01-17 2017-03-03
RO Advising on securities 2017-03-03 2019-12-21
RO Dealing in securities 2017-03-03 2019-12-21
7 Grand Profit Financial Company Limited Rep Advising on securities 2019-12-30 2020-01-22
Rep Asset management 2019-12-30 2020-01-22
RO Advising on securities 2020-01-22 2022-07-22
RO Asset management 2020-01-22 2022-07-22
8 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2003-11-14 2004-03-23
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2003-11-14 2004-03-23
10 Manford Financial Limited Rep Advising on securities 2022-07-28 2022-09-15
Rep Asset management 2022-07-28 2022-09-15
Rep Dealing in securities 2022-07-28 2022-09-15
RO Advising on securities 2022-09-15
RO Asset management 2022-09-15
RO Dealing in securities 2022-09-15
11 VALUE PARTNERS LIMITED Rep Asset management 2003-05-05 2003-08-06

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