Wong, Kwai Chiu 王貴釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Prospect Securities Limited | RO | Advising on securities | 2022-05-27 | 2022-12-31 | RO | Dealing in securities | 2022-05-27 | 2022-12-31 |
| 2 | Core Securities Company Limited (The) | RO | Advising on securities | 2010-11-19 | 2012-02-29 | RO | Dealing in securities | 2010-11-19 | 2012-02-29 |
| 3 | FTFT International Securities and Futures Limited | RO | Advising on securities | 2020-08-03 | 2020-09-08 | RO | Dealing in securities | 2020-08-03 | 2020-09-08 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-04 | 2008-04-25 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-15 | 2008-04-25 |
| 6 | INTEGRITY SECURITIES LIMITED | RO | Dealing in securities | 2012-04-11 | 2013-02-28 |
| 7 | Open Securities Limited | Rep | Dealing in securities | 2007-05-28 | 2007-08-08 |
| 8 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-29 | 2010-10-20 |
| 9 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2015-05-18 | 2015-06-01 | Rep | Dealing in futures contracts | 2015-05-18 | 2016-07-05 | RO | Dealing in securities | 2015-06-01 | 2016-07-05 |
| 10 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-05-01 | |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2007-05-01 |
| 12 | UZen Securities Limited | RO | Dealing in securities | 2017-03-10 | 2018-06-01 |
| 13 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2018-08-13 | 2018-09-03 | RO | Advising on securities | 2018-09-03 | 2020-07-02 | RO | Dealing in securities | 2018-09-03 | 2020-07-02 |
| 14 | Win Win Asset Management (HK) Limited | Rep | Advising on securities | 2021-02-03 | 2022-05-15 |
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