Li, Chun Sheng (SFC:ABP733) 李俊盛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Asset management | 2007-08-02 | 2007-12-27 | RO | Asset management | 2007-12-27 | 2009-04-09 |
| 2 | AXA Financial Planning (Hong Kong) Limited | Rep | Asset management | 2007-08-02 | 2007-12-27 | RO | Asset management | 2007-12-27 | 2009-04-09 |
| 3 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Advising on securities | 2004-12-09 | Rep | Dealing in securities | 2004-12-09 |
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