Slone, Jonathan David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2007-07-03 | 2008-03-14 | Rep | Dealing in securities | 2018-02-01 | 2018-02-01 | RO | Dealing in securities | 2018-02-01 | 2019-04-12 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2019-09-13 | 2020-10-14 |
| 3 | Leucadia Asset Management Limited (HK) | RO | Asset management | 2020-11-03 | 2021-11-30 |
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