Yeung, Wan Yiu 楊雲耀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Asset management 2012-09-11 2015-09-10
Rep Advising on securities 2012-09-11 2015-11-05
RO Asset management 2015-09-10 2015-11-05
2 CINDA INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-12-20
Rep Asset management 2003-12-20
Rep Dealing in futures contracts 2010-05-31
3 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2010-04-19
4 CINDA INTERNATIONAL SECURITIES LIMITED Rep Advising on corporate finance 2003-12-20
Rep Advising on securities 2003-12-20
Rep Asset management 2003-12-20
Rep Automated trading services 2003-12-20
Rep Dealing in securities 2010-05-31
5 GLAM Capital Limited RO Advising on securities 2019-02-11 2020-07-17
RO Asset management 2019-02-11 2020-07-17
RO Dealing in securities 2019-02-11 2020-07-17
6 Seazen Resources Asset Management Limited Rep Asset management 2015-11-16 2015-12-16
RO Asset management 2015-12-16 2016-03-15
7 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2010-06-29 2015-05-19
RO Dealing in futures contracts 2015-05-19 2015-11-05
8 South China Forex Limited Rep Leveraged foreign exchange trading 2010-09-03 2012-12-06
RO Leveraged foreign exchange trading 2012-12-06 2015-11-05
9 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2010-06-29 2015-11-05
10 ZMF Asset Management Limited RO Asset management 2016-03-22 2019-01-30
RO Advising on securities 2016-12-01 2019-01-30
RO Dealing in securities 2016-12-01 2019-01-30

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