Yiu, Monica Suk Fan 姚淑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2006-08-15 | 2012-05-25 | Rep | Dealing in securities | 2010-01-22 | 2012-05-25 |
| 2 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2014-10-20 | 2017-04-05 | Rep | Asset management | 2014-10-20 | 2017-04-05 | Rep | Dealing in securities | 2014-10-20 | 2017-04-05 |
| 3 | Network Financial Services Limited | Rep | Advising on securities | 2003-06-02 | 2006-06-01 |
| 4 | Oreana Financial Services Limited | Rep | Advising on securities | 2017-05-05 | Rep | Asset management | 2017-05-05 | Rep | Dealing in securities | 2017-05-05 |
| 5 | PYRMONT WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-25 | 2014-09-19 | Rep | Asset management | 2013-10-25 | 2014-09-19 |
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