Tsang, Man Shun 曾文舜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2005-01-31 2005-03-30
RO Advising on corporate finance 2005-03-30 2006-05-25
RO Dealing in securities 2005-03-30 2006-05-25
2 CINDA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2011-05-16 2011-05-25
Rep Dealing in securities 2011-05-16 2011-05-25
RO Advising on corporate finance 2011-05-25 2016-12-01
RO Dealing in securities 2011-05-25 2016-12-01
3 CORE PACIFIC-YAMAICHI CAPITAL LIMITED Rep Advising on corporate finance 2004-03-11
4 Huajin Corporate Finance (International) Limited RO Advising on corporate finance 2016-12-09
RO Advising on securities 2017-10-18
5 HUAJIN FUTURES (INTERNATIONAL) LIMITED RO Dealing in futures contracts 2017-10-18
6 HUAJIN RESEARCH (INTERNATIONAL) LIMITED RO Advising on securities 2017-10-18
7 HUAJIN SECURITIES (INTERNATIONAL) LIMITED RO Dealing in securities 2017-08-21
8 ICBC INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2009-04-08 2009-04-20
Rep Dealing in securities 2009-04-08 2009-04-20
RO Advising on corporate finance 2009-04-20 2011-05-04
RO Dealing in securities 2009-04-20 2011-05-04
9 ICEA CAPITAL ASIA LIMITED RO Advising on corporate finance 2007-05-03 2008-09-30
10 ICEA CAPITAL LIMITED Rep Advising on corporate finance 2006-06-22 2006-09-05
Rep Dealing in securities 2006-06-22 2006-09-05
RO Advising on corporate finance 2006-09-05 2009-04-01
RO Dealing in securities 2006-09-05 2009-04-01
11 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) RO Advising on corporate finance 2004-06-15 2005-01-03

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