Ng, Siu Nin 吳少年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Azure Lion International Securities Company Limited | Rep | Dealing in securities | 2019-01-23 | 2019-12-20 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-08-26 | 2011-10-01 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-26 | 2011-10-01 | Rep | Dealing in securities | 2006-08-09 | 2011-10-01 |
| 4 | Linkways Investment Management Limited | Rep | Dealing in futures contracts | 2023-12-21 | Rep | Dealing in securities | 2023-12-21 |
| 5 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2020-03-02 | 2023-09-30 | Rep | Dealing in securities | 2020-03-02 | 2023-09-30 |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-10-10 | 2018-12-15 | Rep | Dealing in securities | 2011-10-10 | 2018-12-15 |
| 7 | Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2019-01-23 | 2019-12-20 |
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