Cavatoni, Joseph Roland

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Dealing in securities 2010-01-18 2012-02-13
2 BlackRock Asset Management North Asia Limited Rep Advising on securities 2009-06-18 2011-01-14
Rep Advising on corporate finance 2009-06-18 2012-02-13
Rep Asset management 2009-06-18 2012-02-13
RO Advising on securities 2011-01-14 2012-02-13
Rep Dealing in securities 2011-03-25 2012-02-13
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2003-06-30
Rep Advising on securities 2003-06-30
Rep Asset management 2003-06-30
Rep Automated trading services 2003-06-30
Rep Dealing in securities 2003-06-30
4 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2003-10-02 2009-04-20

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