Tsui, Ivan Kun Lam 徐觀林

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Advising on securities 2012-05-15 2012-09-21
Rep Asset management 2012-05-15 2012-09-21
2 Alpha Nova Capital Management Limited Rep Advising on securities 2017-06-13 2017-07-27
Rep Asset management 2017-06-13 2017-07-27
RO Advising on securities 2017-07-27 2020-09-30
RO Asset management 2017-07-27 2020-09-30
3 Austen Capital Management Limited RO Advising on securities 2015-03-31 2017-05-31
RO Asset management 2015-03-31 2017-05-31
4 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Asset management 2004-06-21 2008-03-27
Rep Dealing in securities 2004-06-21 2008-03-27
Rep Advising on securities 2006-12-04 2008-03-27
RO Advising on securities 2008-03-27 2008-06-03
RO Asset management 2008-03-27 2008-06-03
RO Dealing in securities 2008-03-27 2008-06-03
5 CHAOSHANG ASSET MANAGEMENT LIMITED Rep Advising on securities 2020-12-28 2021-01-28
Rep Asset management 2020-12-28 2021-01-28
RO Advising on securities 2021-01-28 2022-09-12
RO Asset management 2021-01-28 2022-09-12
6 CHINA GLORY SECURITIES COMPANY LIMITED Rep Dealing in futures contracts 2013-09-16 2014-02-28
RO Dealing in securities 2013-09-16 2014-02-28
7 Chinese Strategic Asset Management Limited Rep Advising on securities 2014-03-10 2014-04-01
Rep Asset management 2014-03-10 2014-04-01
RO Advising on securities 2014-04-01 2015-03-15
RO Asset management 2014-04-01 2015-03-15
8 GLENWORTH CAPITAL LIMITED RO Advising on securities 2013-01-29 2013-02-01
RO Asset management 2013-01-29 2013-02-01
9 Quam Securities Limited Rep Advising on securities 2011-01-26 2011-04-19
Rep Asset management 2011-01-26 2011-04-19
Rep Dealing in securities 2011-01-26 2011-04-19
Rep Dealing in futures contracts 2011-01-26 2012-04-25
RO Advising on securities 2011-04-19 2011-12-30
RO Asset management 2011-04-19 2011-12-30
RO Dealing in securities 2011-04-19 2011-12-30
Rep Advising on securities 2011-12-30 2012-04-25
Rep Asset management 2011-12-30 2012-04-25
Rep Dealing in securities 2011-12-30 2012-04-25
10 RHB ASSET MANAGEMENT LIMITED RO Asset management 2009-06-26 2011-01-17
11 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2009-10-09 2011-01-17
12 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2008-10-21 2008-12-16
Rep Dealing in securities 2008-10-21 2008-12-16
RO Advising on securities 2008-12-16 2011-01-17
RO Dealing in securities 2008-12-16 2011-01-17
13 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2012-05-15 2012-09-21
14 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2012-05-15 2012-09-21
15 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED Rep Advising on securities 2022-09-20 2022-09-26
Rep Asset management 2022-09-20 2022-09-26
RO Advising on securities 2022-09-26
RO Asset management 2022-09-26
16 ZMF Asset Management Limited RO Asset management 2013-09-16 2014-02-28

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