Li, Houchen 李厚辰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2024-05-31 | 2024-08-30 |
| 2 | FIL Investment Advisors | Rep | Advising on securities | 2022-08-01 | 2023-11-10 | Rep | Asset management | 2022-08-01 | 2023-11-10 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2022-08-01 | 2023-11-10 | Rep | Asset management | 2022-08-01 | 2023-11-10 | Rep | Dealing in futures contracts | 2022-08-01 | 2023-11-10 | Rep | Dealing in securities | 2022-08-01 | 2023-11-10 |
| 4 | MEAG Hong Kong Limited | Rep | Advising on securities | 2024-09-16 | Rep | Asset management | 2024-09-25 |
| 5 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2023-11-28 | 2024-04-26 | Rep | Dealing in securities | 2023-11-28 | 2024-04-26 |
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