Shin, Joo Kyung 申珠炅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on securities | 2020-09-08 | 2023-11-17 | Rep | Asset management | 2020-09-08 | 2023-11-17 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2020-09-08 | 2023-11-17 |
| 3 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2023-12-20 |
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