Mak, Pang Yan 麥鵬恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2025-11-04 | |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2025-11-04 | |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-04-26 | 2024-05-16 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2022-04-26 | 2024-05-16 |
| 5 | Glory Sun Securities Limited | Rep | Dealing in securities | 2019-02-15 | 2021-12-07 | Rep | Dealing in futures contracts | 2020-10-28 | 2021-12-07 |
| 6 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-12-22 | 2022-01-16 |
| 7 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-12-22 | 2022-01-16 |
| 8 | Well Link Securities Limited | Rep | Dealing in futures contracts | 2024-05-24 | 2025-10-17 | Rep | Dealing in securities | 2024-05-24 | 2025-10-17 |
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