Lau Wong, Rebecca Yuk Fung 劉黃玉鳳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2003-07-09 | 2007-03-31 | RO | Dealing in securities | 2005-05-03 | 2007-03-31 | RO | Advising on securities | 2005-11-15 | 2007-03-31 |
| 2 | KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2003-07-09 | 2006-12-01 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Advising on corporate finance | 2003-07-09 | 2006-12-01 | RO | Advising on securities | 2003-07-09 | 2006-12-01 | RO | Asset management | 2003-07-09 | 2006-12-01 | RO | Dealing in securities | 2003-07-09 | 2006-12-01 | RO | Dealing in futures contracts | 2004-05-31 | 2006-12-01 |
| 4 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2003-07-09 | 2004-07-23 | RO | Advising on corporate finance | 2003-07-09 | 2004-10-14 | RO | Asset management | 2003-07-09 | 2004-10-14 | RO | Advising on corporate finance | 2005-05-18 | 2005-09-22 | RO | Asset management | 2005-05-18 | 2005-09-22 | RO | Advising on corporate finance | 2006-06-07 | 2006-12-01 | RO | Asset management | 2006-06-07 | 2006-12-01 |
| 5 | KINGSWAY SW FUND MANAGEMENT LIMITED | RO | Asset management | 2003-07-09 | 2003-09-25 |
| 6 | KINGSWAY UNIT TRUST MANAGERS LIMITED | RO | Asset management | 2003-07-09 | 2004-02-13 |
| 7 | KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED | RO | Advising on securities | 2003-07-09 | 2003-12-10 |
| 8 | SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2005-05-18 | 2005-07-22 | RO | Asset management | 2005-05-18 | 2005-07-22 | RO | Advising on corporate finance | 2006-06-07 | 2006-12-01 | RO | Asset management | 2006-06-07 | 2006-12-01 |
| 9 | Sunwah Kingsway Leasing and Finance Limited | RO | Dealing in futures contracts | 2003-07-09 | 2005-11-30 |
Copyright & disclaimer, Privacy policy