Tong, Leo 唐震宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-01-24 | 2020-10-28 | Rep | Advising on securities | 2020-01-24 | 2020-10-28 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-08-29 | 2019-08-27 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-08-29 | 2017-06-25 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2017-06-26 | 2017-08-31 | Rep | Dealing in securities | 2017-06-26 | 2017-08-31 | Rep | Dealing in futures contracts | 2017-06-26 | 2017-11-02 | RO | Advising on securities | 2017-08-31 | 2020-10-28 | RO | Dealing in securities | 2017-08-31 | 2020-10-28 |
| 5 | CLSA LIMITED | RO | Advising on securities | 2020-01-31 | 2020-10-28 | RO | Dealing in securities | 2020-01-31 | 2020-10-28 |
| 6 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-01-27 | 2023-11-01 | RO | Advising on securities | 2021-01-27 | 2023-11-01 | RO | Dealing in securities | 2021-01-27 | 2023-11-01 |
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