Lo, Chau Wai 盧秋維
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-10-25 | 2012-11-09 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-10-25 | 2012-11-09 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-10-25 | 2012-11-09 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2012-11-21 | 2017-09-09 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2012-11-21 | 2017-09-09 |
| 6 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2017-10-16 | 2025-10-31 | Rep | Dealing in securities | 2017-10-16 | 2025-10-31 |
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