Tan, Shern Puay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2024-08-21 | 2024-08-24 | Rep | Dealing in securities | 2025-03-24 | 2025-04-04 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-05-25 | 2023-04-19 |
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