Manning, Christopher Reid
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-06-28 | 2008-03-13 | Rep | Dealing in securities | 2007-06-28 | 2008-03-13 |
| 2 | Neuberger Berman Asia Limited | RO | Advising on securities | 2008-03-13 | 2009-03-31 | RO | Asset management | 2008-03-13 | 2009-03-31 | RO | Dealing in securities | 2008-03-13 | 2009-03-31 |
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