Liu, Pei Wen (SFC:ANM095) 劉佩雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-10-07 | 2012-12-17 | Rep | Dealing in securities | 2011-10-07 | 2012-12-17 |
| 2 | CWB Hong Kong Limited | Rep | Advising on securities | 2017-10-17 | 2018-10-25 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-27 | 2007-07-17 |
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