Ling, Anne Kin Shun 林建純
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-11-30 | 2007-11-07 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Advising on securities | 2004-04-23 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-10-02 |
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