Fok, Victor Ying Wai 霍英偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2006-02-09 2006-11-11
2 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2006-02-09 2006-11-11
3 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2006-02-09 2006-11-11
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2006-11-28 2011-06-14
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2006-11-28 2011-06-14
Rep Leveraged foreign exchange trading 2006-11-28 2011-06-14
6 Nerico Brothers Limited (HK) Rep Dealing in futures contracts 2014-01-07 2015-04-27
Rep Dealing in securities 2014-01-07 2015-04-27
Rep Leveraged foreign exchange trading 2014-01-07 2015-04-27
7 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2013-07-17 2014-01-01
Rep Leveraged foreign exchange trading 2013-07-17 2014-01-01
8 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2013-07-17 2014-01-01
9 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2011-07-28 2013-07-11
10 South China Forex Limited Rep Leveraged foreign exchange trading 2011-07-28 2013-07-11
11 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2011-07-28 2013-07-11
12 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2005-08-08 2006-01-13
13 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Advising on futures contracts 2004-02-20
Rep Asset management 2004-02-20
Rep Dealing in futures contracts 2006-01-13

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