Wong, Kam Wing (SFC:AAE562) 黃錦榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA SKY SECURITIES LIMITED RO Dealing in securities 2015-11-04 2017-03-03
2 Duncan Futures Limited Rep Dealing in futures contracts 2014-11-13 2015-08-26
3 KGI ASIA LIMITED Rep Dealing in securities 2013-08-07 2013-10-15
RO Dealing in securities 2013-10-15 2014-11-03
Rep Advising on securities 2014-01-09 2014-11-03
4 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2013-08-07 2013-10-15
RO Dealing in futures contracts 2013-10-15 2014-11-03
Rep Advising on futures contracts 2014-01-09 2014-11-03
5 KGI SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2013-08-07 2013-10-15
RO Dealing in securities 2013-10-15 2014-11-03
Rep Advising on securities 2014-01-09 2014-11-03
6 LUEN FAT SECURITIES COMPANY LIMITED RO Advising on corporate finance 2003-10-27
RO Advising on securities 2003-10-27
RO Asset management 2003-10-27
RO Dealing in securities 2003-10-27
7 Mason Securities Limited Rep Dealing in securities 2014-11-13 2015-08-26
8 SHACOM FUTURES LIMITED RO Advising on futures contracts 2017-08-17 2025-05-14
RO Dealing in futures contracts 2017-08-17 2025-05-14
9 Shacom Securities Limited RO Advising on securities 2017-08-17 2025-05-14
RO Dealing in securities 2017-08-17 2025-05-14
10 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2007-12-04 2013-07-22
11 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2003-11-05 2003-12-02
RO Dealing in securities 2003-12-02 2013-07-22

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