Sadler, Simon Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Dealing in securities | 2004-05-10 | |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-07-07 | 2005-05-03 |
| 3 | Segantii Capital Management Limited | RO | Asset management | 2007-11-22 |
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