So, Louis Hang Fai 蘇恆輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ETRADE SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-09-02
Rep Asset management 2003-09-02
Rep Automated trading services 2003-09-02
Rep Advising on securities 2003-09-03
Rep Dealing in securities 2003-09-03
2 ETRADE SECURITIES LIMITED Rep Advising on corporate finance 2003-09-02
Rep Asset management 2003-09-02
Rep Automated trading services 2003-09-02
Rep Advising on securities 2003-09-03
Rep Dealing in securities 2003-09-03
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2004-03-18 2004-05-13
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2003-09-03 2004-05-13
Rep Leveraged foreign exchange trading 2004-03-22 2004-05-13
5 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2008-01-29 2013-09-16
6 INVESCO HONG KONG LIMITED Rep Advising on securities 2008-01-29 2013-09-16
Rep Dealing in securities 2008-01-29 2013-09-16
7 PineBridge Investments Asia Limited Rep Advising on securities 2017-09-04 2017-10-10
Rep Asset management 2017-09-04 2017-10-10
Rep Dealing in securities 2017-09-04 2017-10-10
8 PineBridge Investments Hong Kong Limited Rep Asset management 2017-09-04 2017-10-10
Rep Dealing in securities 2017-09-04 2017-10-10
9 STATE STREET GLOBAL ADVISORS ASIA LIMITED Rep Advising on securities 2015-11-11 2017-08-28
Rep Dealing in securities 2015-11-11 2017-08-28

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