Lui, Tak Yan 呂德仁

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CNI GLOBAL CAPITAL LIMITED Rep Advising on corporate finance 2004-04-13 2005-07-29
2 Dongxing Securities (Hong Kong) Company Limited RO Advising on corporate finance 2016-02-23 2023-02-28
RO Dealing in securities 2016-02-23 2023-02-28
3 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Rep Advising on corporate finance 2014-02-28 2014-05-12
Rep Dealing in securities 2014-02-28 2014-05-12
RO Advising on corporate finance 2014-05-12 2014-12-15
RO Dealing in securities 2014-05-12 2014-12-15
4 ICBC INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2009-04-09 2011-04-14
Rep Dealing in securities 2009-04-09 2011-04-14
RO Advising on corporate finance 2011-04-14 2012-07-31
RO Dealing in securities 2011-04-14 2012-07-31
5 ICBC INTERNATIONAL SECURITIES LIMITED RO Dealing in securities 2012-02-15 2012-07-31
6 ICEA CAPITAL ASIA LIMITED Rep Advising on corporate finance 2007-05-02 2008-09-30
7 ICEA CAPITAL LIMITED Rep Advising on corporate finance 2006-01-06 2009-04-01
Rep Dealing in securities 2006-01-18 2009-04-01
8 Optima Capital Limited Rep Advising on corporate finance 2005-08-08 2005-12-20
9 RaffAello Capital Limited Rep Advising on corporate finance 2012-09-01 2012-09-27
RO Advising on corporate finance 2012-09-27 2014-02-21
10 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED Rep Advising on corporate finance 2015-01-06 2015-01-16
Rep Dealing in securities 2015-01-06 2015-01-16
RO Advising on corporate finance 2015-01-16 2015-12-16
RO Dealing in securities 2015-01-16 2015-12-16

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