Wu, Michael Hing Tong 胡慶堂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Dealing in futures contracts | 2008-07-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-07-01 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-21 | 2012-12-06 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-21 | 2010-04-08 | RO | Leveraged foreign exchange trading | 2010-04-08 | 2012-12-06 |
| 5 | Solo Asset Management Limited | RO | Advising on futures contracts | 2018-01-15 | 2024-06-07 | RO | Advising on securities | 2018-08-02 | 2024-06-07 | RO | Asset management | 2018-08-02 | 2024-06-07 |
| 6 | Solo Futures Limited | RO | Dealing in futures contracts | 2016-11-07 | 2024-06-07 |
| 7 | Solo Securities Limited | RO | Dealing in securities | 2018-08-02 | 2024-06-07 | RO | Advising on securities | 2022-03-04 | 2024-06-07 |
| 8 | UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2013-01-02 | 2013-02-20 | RO | Leveraged foreign exchange trading | 2013-02-20 | 2016-03-06 |
| 9 | XinKong International Securities Limited | Rep | Dealing in futures contracts | 2013-02-01 | 2013-05-15 | RO | Dealing in futures contracts | 2013-05-15 | 2016-03-06 |
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