Li, Jamie Chiu 李超

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Fosun International Securities Limited Rep Advising on securities 2015-09-14 2015-11-18
Rep Dealing in securities 2015-09-14 2015-11-18
RO Advising on securities 2015-11-18 2016-06-17
RO Dealing in securities 2015-11-18 2016-06-17
2 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-02-09
Rep Asset management 2004-02-09
Rep Dealing in futures contracts 2008-01-12
3 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2004-02-09
Rep Advising on securities 2004-02-09
Rep Asset management 2004-02-09
Rep Dealing in securities 2008-01-12
4 GUOYUAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-09-17 2011-03-04
Rep Advising on futures contracts 2011-03-04 2012-06-01
RO Dealing in futures contracts 2011-03-04 2012-06-01
Rep Dealing in futures contracts 2016-08-11 2016-10-07
RO Dealing in futures contracts 2016-10-07
5 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Rep Dealing in securities 2008-08-07 2012-06-01
Rep Advising on securities 2011-10-24 2012-06-01
Rep Dealing in securities 2016-08-11 2016-10-07
RO Dealing in securities 2016-10-07
RO Advising on securities 2017-09-12
6 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in futures contracts 2012-07-13 2012-08-03
Rep Dealing in securities 2012-07-13 2012-10-18
RO Dealing in futures contracts 2012-08-03 2015-06-12
RO Advising on securities 2012-10-18 2015-06-12
RO Dealing in securities 2012-10-18 2015-06-12
7 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep Dealing in securities 2008-02-06 2008-03-12

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