Luk, Kam Wah 陸錦華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-11 | |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2010-10-15 | Rep | Dealing in securities | 2010-10-15 |
| 3 | GET NICE FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2005-08-22 | 2006-06-07 | RO | Dealing in futures contracts | 2005-08-22 | 2006-06-23 | Rep | Advising on futures contracts | 2006-06-07 | 2010-04-13 | Rep | Dealing in futures contracts | 2006-06-23 | 2010-04-13 |
| 4 | GET NICE SECURITIES LIMITED | RO | Advising on corporate finance | 2005-08-22 | 2006-06-23 | RO | Advising on securities | 2005-08-22 | 2006-06-23 | RO | Asset management | 2005-08-22 | 2006-06-23 | RO | Dealing in securities | 2005-08-22 | 2006-06-23 | Rep | Advising on corporate finance | 2006-06-23 | 2010-04-13 | Rep | Asset management | 2006-06-23 | 2010-04-13 | Rep | Advising on securities | 2006-06-23 | 2010-09-29 | Rep | Dealing in securities | 2006-06-23 | 2010-09-29 |
| 5 | GREAT BAY SECURITIES LIMITED | RO | Advising on corporate finance | 2006-06-23 | RO | Advising on securities | 2006-06-23 | RO | Asset management | 2006-06-23 | RO | Dealing in securities | 2006-06-23 | Rep | Advising on corporate finance | 2006-06-23 | 2006-11-24 | Rep | Advising on securities | 2006-06-23 | 2007-04-03 | Rep | Asset management | 2006-06-23 | 2007-04-03 | Rep | Dealing in securities | 2006-06-23 | 2007-04-03 |
| 6 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Asset management | 2004-12-22 | RO | Advising on futures contracts | 2006-06-23 | RO | Dealing in futures contracts | 2006-06-23 | Rep | Advising on futures contracts | 2006-06-23 | 2006-07-07 | Rep | Dealing in futures contracts | 2006-06-23 | 2006-07-07 | RO | Advising on futures contracts | 2006-07-07 | 2008-08-31 | RO | Dealing in futures contracts | 2006-07-07 | 2008-08-31 |
| 7 | United Securities Limited (HK) | RO | Advising on securities | 2005-08-22 | 2006-06-23 | RO | Asset management | 2005-08-22 | 2006-06-23 | RO | Dealing in securities | 2005-08-22 | 2006-06-23 | Rep | Advising on securities | 2006-06-23 | 2007-04-03 | Rep | Asset management | 2006-06-23 | 2007-04-03 | Rep | Dealing in securities | 2006-06-23 | 2007-04-03 |
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