Tse, Pak Yeung (SFC:AOU733) 謝柏揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-12 | 2009-12-31 | Rep | Leveraged foreign exchange trading | 2012-08-14 | 2012-08-31 | Rep | Leveraged foreign exchange trading | 2013-04-02 | 2014-04-04 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-11-21 | 2012-08-31 | Rep | Dealing in securities | 2013-04-02 | 2014-12-31 |
| 3 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2007-09-21 | 2007-10-22 |
| 4 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2012-12-17 | 2013-02-07 |
| 5 | Success Securities Limited | Rep | Dealing in securities | 2012-12-17 | 2013-02-07 |
| 6 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2007-06-08 | 2007-09-10 |
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