Feschet, Boris Xavier

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2005-08-29 2010-12-03
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2007-05-25 2010-12-03
3 Daiwa Capital Markets Hong Kong Limited Rep Dealing in futures contracts 2011-03-14 2012-03-20
Rep Dealing in securities 2011-03-14 2012-03-20
4 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED Rep Dealing in futures contracts 2011-03-14 2012-03-20
Rep Dealing in securities 2011-03-14 2012-03-20
5 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2019-08-23 2019-12-19
RO Dealing in securities 2019-12-19
6 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2019-08-23 2019-12-19
Rep Dealing in securities 2019-08-23 2019-12-19
RO Dealing in futures contracts 2019-12-19
RO Dealing in securities 2019-12-19
7 PARIBAS ASIA EQUITY LIMITED Rep Dealing in securities 2005-08-29 2010-12-03
8 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2012-04-10 2016-01-19
RO Dealing in futures contracts 2016-01-19 2016-12-18
9 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2012-04-10 2016-01-19
Rep Dealing in securities 2012-04-10 2018-05-03
RO Dealing in futures contracts 2016-01-19 2019-05-25
RO Dealing in securities 2018-05-03 2019-05-25
10 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2012-04-10 2016-01-19
RO Dealing in securities 2016-01-19 2016-12-18
RO Dealing in futures contracts 2016-12-19 2019-05-25
RO Dealing in securities 2016-12-19 2019-05-25

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