Allegos, Aris Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-08-31 | 2011-11-01 | Rep | Dealing in securities | 2011-08-31 | 2011-11-01 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-17 | 2010-03-01 | Rep | Dealing in securities | 2007-07-17 | 2011-06-11 | Rep | Advising on corporate finance | 2007-10-03 | 2010-03-01 |
Copyright & disclaimer, Privacy policy