Tsang, On Yee 曾安儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aeternus Asset Holdings Limited | RO | Advising on corporate finance | 2019-06-18 | 2019-10-25 | RO | Dealing in securities | 2019-06-18 | 2019-10-25 |
| 2 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-07-15 | 2016-03-02 |
| 3 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-07-15 | 2016-03-02 | Rep | Advising on securities | 2016-01-25 | 2016-03-02 |
| 4 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2006-01-16 | 2007-09-09 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-01-16 | 2007-09-09 |
| 6 | CHUNG LEE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2020-04-27 | 2020-12-15 |
| 7 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-05-25 | 2013-03-16 | Rep | Dealing in securities | 2011-05-25 | 2013-03-16 |
| 8 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-25 | 2013-03-16 |
| 9 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-09 | 2017-03-31 |
| 10 | Fortune Asset Management Limited (HK) | Rep | Advising on securities | 2016-03-09 | 2016-06-14 |
| 11 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-03-09 | 2017-03-31 |
| 12 | HOORAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-31 | 2017-07-17 | RO | Advising on corporate finance | 2017-07-17 | 2018-01-17 |
| 13 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-31 | 2017-07-17 | RO | Dealing in securities | 2017-07-17 | 2018-04-13 |
| 14 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-21 | 2010-09-16 |
| 15 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2007-10-29 | 2008-11-01 |
| 16 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-05 | 2008-11-01 |
| 17 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2010-09-29 | 2011-05-15 |
| 18 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-29 | 2011-05-15 | Rep | Dealing in securities | 2018-05-23 | 2018-07-06 | RO | Dealing in securities | 2018-07-06 | 2018-11-18 |
| 19 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-10-14 | 2006-01-02 |
| 20 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-12-04 | 2015-04-08 |
| 21 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-04 | 2015-04-08 |
| 22 | ZhongHua Finance Capital Co., Limited | RO | Advising on corporate finance | 2020-04-27 | 2020-12-15 |
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