Ip, Angel Kwok Yen 葉國欣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CAITONG INTERNATIONAL CAPITAL CO., LIMITED Rep Dealing in securities 2024-12-30
RO Advising on corporate finance 2024-12-30
2 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2007-07-25 2009-07-20
Rep Dealing in securities 2007-08-28 2009-07-20
3 Changjiang Corporate Finance (HK) Limited Rep Advising on corporate finance 2015-02-18 2016-06-24
4 CHIEF CAPITAL LIMITED Rep Advising on corporate finance 2011-09-14 2011-11-09
5 CHIEF SECURITIES LIMITED Rep Dealing in securities 2011-09-14 2011-11-09
6 CSC ASIA LIMITED Rep Advising on corporate finance 2010-12-08 2011-05-04
7 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2010-12-08 2011-05-04
8 EMPEROR CORPORATE FINANCE LIMITED Rep Advising on corporate finance 2010-04-21 2010-04-23
Rep Dealing in securities 2010-04-21 2010-04-23
9 Everbright Securities Global (HK) Limited Rep Advising on corporate finance 2010-05-12 2010-09-23
Rep Dealing in securities 2010-05-12 2010-09-23
10 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2010-06-30 2010-09-23
11 RED SUN CAPITAL LIMITED Rep Advising on corporate finance 2017-02-09 2017-09-28
RO Advising on corporate finance 2017-09-28 2021-07-27
12 SBI China Capital Hong Kong Securities Limited RO Advising on corporate finance 2021-07-28 2023-11-02
13 SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED RO Advising on corporate finance 2023-12-05 2024-10-15
14 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2007-01-10 2007-06-09
15 SPDB International Capital Limited Rep Advising on corporate finance 2016-07-11 2017-02-05

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