Tsui, Chek Ming 徐澤明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLVSIN CAPITAL LIMITED | Rep | Advising on securities | 2020-09-17 | 2020-11-24 | Rep | Asset management | 2020-09-17 | 2020-11-24 | Rep | Dealing in securities | 2020-09-17 | 2020-11-24 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-03 | 2017-02-08 | Rep | Dealing in futures contracts | 2006-08-02 | 2017-02-08 | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2014-11-24 |
| 3 | CCB Securities Limited | Rep | Advising on corporate finance | 2003-06-16 | 2003-09-02 | Rep | Advising on securities | 2003-06-16 | 2003-09-02 | Rep | Asset management | 2003-06-16 | 2003-09-02 | Rep | Dealing in securities | 2003-06-16 | 2006-06-17 |
| 4 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Automated trading services | 2003-06-16 | Rep | Dealing in securities | 2003-06-16 |
| 5 | Duncan Futures Limited | Rep | Dealing in futures contracts | 2017-03-27 | 2017-06-30 |
| 6 | Mason Securities Limited | Rep | Dealing in securities | 2017-03-27 | 2017-06-30 |
| 7 | Wealth Oasis Asset Management Company Limited | Rep | Asset management | 2017-07-07 | 2017-08-03 | RO | Asset management | 2017-08-03 | 2019-03-31 |
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