Li, Charles Tak Kwong 李德光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | RO | Advising on corporate finance | 2006-09-23 | RO | Dealing in securities | 2006-09-23 |
| 2 | Beijing Securities Limited | RO | Advising on corporate finance | 2008-11-07 | 2018-04-10 | RO | Advising on securities | 2008-11-07 | 2018-04-10 | RO | Dealing in securities | 2008-11-07 | 2018-04-10 |
| 3 | Libertas Capital Asia Limited | RO | Advising on corporate finance | 2007-06-21 | 2008-07-01 | RO | Dealing in securities | 2007-06-21 | 2008-07-01 |
| 4 | PELICAN FINANCIAL LIMITED | RO | Advising on corporate finance | 2018-04-13 |
Copyright & disclaimer, Privacy policy