Ho, Samantha Shuk Yee 何淑懿

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ALTUS CAPITAL LIMITED Rep Advising on securities 2013-02-01 2013-03-28
Rep Asset management 2013-02-01 2013-03-28
RO Advising on securities 2013-03-28 2013-04-29
RO Asset management 2013-03-28 2013-04-29
Rep Advising on securities 2014-05-12 2014-07-11
Rep Asset management 2014-05-12 2014-07-11
RO Advising on securities 2014-07-11
RO Asset management 2014-07-11
2 ALTUS INVESTMENTS LIMITED (HK) Rep Dealing in securities 2013-02-01 2013-03-28
RO Dealing in securities 2013-03-28 2013-04-29
Rep Dealing in securities 2014-05-12 2014-07-11
RO Dealing in securities 2014-07-11
3 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2005-03-14 2005-10-13
RO Dealing in securities 2005-10-13 2012-09-01
4 INVESCO HONG KONG LIMITED Rep Advising on securities 2004-11-04 2005-06-07
Rep Advising on futures contracts 2004-11-04 2005-10-13
Rep Asset management 2004-11-04 2005-10-13
Rep Dealing in securities 2005-03-14 2005-10-13
RO Advising on futures contracts 2005-10-13 2012-09-01
RO Asset management 2005-10-13 2012-09-01
RO Dealing in securities 2005-10-13 2012-09-01
Rep Advising on securities 2006-02-01 2012-09-01
5 Legg Mason Asset Management Hong Kong Limited Rep Asset management 2013-04-29 2013-05-23
RO Asset management 2013-05-23 2013-11-29
6 Legg Mason International Equities (Hong Kong) Limited Rep Advising on securities 2013-04-29 2013-05-23
Rep Asset management 2013-04-29 2013-05-23
Rep Dealing in securities 2013-04-29 2013-05-23
RO Advising on securities 2013-05-23 2013-11-29
RO Asset management 2013-05-23 2013-11-29
RO Dealing in securities 2013-05-23 2013-11-29
7 Manulife Investment Management (Hong Kong) Limited Rep Advising on corporate finance 2004-06-14
Rep Dealing in securities 2004-06-14
Rep Advising on futures contracts 2004-11-01
Rep Advising on securities 2004-11-01
Rep Asset management 2004-11-01

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