Li, Xiaocen 李曉岑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-09-29 | 2017-11-30 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-08-30 | |
| 3 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-01-04 | 2021-07-31 | Rep | Dealing in securities | 2018-01-04 | 2021-07-31 |
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