Liu, Yiping (SFC:BGZ145) 劉一平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2017-02-09 | 2017-11-08 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2017-12-27 | 2019-09-21 |
| 3 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2016-03-04 | 2016-11-25 |
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