Sung, Kwenny Kwen Li 沈君麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axial Partners Limited | Rep | Advising on securities | 2022-02-09 | 2023-06-28 | Rep | Asset management | 2022-02-09 | 2023-06-28 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-25 | 2019-10-11 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-11-30 | 2019-10-11 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2025-10-23 | |
| 5 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-10-25 | 2020-09-23 |
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