Lee, Ka Wa (SFC:BOZ271) 李嘉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Advising on securities | 2021-08-17 | 2023-02-03 | Rep | Dealing in securities | 2021-08-17 | 2023-02-03 | Rep | Asset management | 2021-09-01 | 2023-02-03 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-10-09 | 2021-07-22 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-09 | 2021-07-22 | Rep | Advising on securities | 2021-05-10 | 2021-07-22 |
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