Lee, Nicholas Chung Hin 李宗軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-09-23 | 2021-01-18 | Rep | Dealing in securities | 2019-09-23 | 2021-01-18 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2022-10-11 | 2025-10-09 | Rep | Dealing in securities | 2022-10-11 | 2025-10-09 | RO | Advising on securities | 2025-10-09 | RO | Dealing in securities | 2025-10-09 |
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