Ng, Chun Lok (SFC:BOP168) 吳雋諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ballas Capital Limited | Rep | Advising on corporate finance | 2019-07-15 | 2021-05-26 | Rep | Dealing in securities | 2019-07-15 | 2021-05-26 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2025-10-28 | Rep | Dealing in securities | 2025-10-28 |
| 3 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2024-01-05 | 2025-09-25 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-01-05 | 2025-09-25 |
| 5 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-06-08 | 2023-12-13 | Rep | Dealing in securities | 2021-06-08 | 2023-12-13 |
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